University of Houston University of Houston-Clear Lake ISSO Annual Report Y2005 50-52
Investigation of III-Nitride Materials for Space-Based Solar Cells
Abstract--Researchers are investigating the suitability of the material InGaN as a candidate for photovoltaic space power generation. The effect of growth parameters on the properties of the films is under study. Modeling of single junction InxGa1-xN solar cell properties has been performed for x < 0.50.
There is an increasing need for enhancing the power generation capacity in NASA space systems for long-term and complex missions like the International Space Station. For these applications, specific power (W/kg), power stowed volume (W/m3), and lifetime are of critical importance. It is well known that the theoretical efficiency of an ideal single junction solar cell is around 31%, with real-world achievable values closer to 26%. To achieve higher efficiencies, multiple layers with optimally chosen bandgap materials are required so that the device is sensitive to a larger fraction of the solar spectrum. Current technologies combine different material systems, such as the Group III-V and Group IV, into multiple junction (MJ) cells. Typically, the physical properties of different material families can be radically different, causing issues in device fabrication, performance, and lifetime.
There is one emerging material family that has the capability of covering almost all of the usable solar emission range (0.5 - 3.0 eV) and that is the Group III-Nitrides, specifically the alloy InGaN. Based on the film composition, InGaN can cover a wide bandgap range from 0.70 eV up to 3.4 eV which would be ideal for high efficiency solar cell applications. In addition, it has recently been determined that the Nitride materials can offer exceptional radiation tolerance that is well beyond what can be achieved with conventional solar cell materials currently flown into space.1 However, the Nitride materials are currently a much less mature technology than other III-V semiconductors and, therefore, will not likely have as high efficiency as their III-V counterparts. At the same time, however, they will degrade far less over the life of the mission. Therefore, a 32% efficient Nitride solar cell with no degradation will be equivalent, if not superior, to a III-V cell which would start at 36% efficiency but degrades to 30% at end-of-life (EOL).
The goal of this ongoing project is to determine the feasibility of the InGaN material system for use in high efficiency single and multijunction solar cells. Simulations of single junction InGaN solar cells were undertaken to predict the effect of structural defects on the performance of the devices. In order for InGaN to be a viable candidate, the layers must be of high structural quality with background doping levels in the low 1017 cm-3 range. A series of InGaN layers was fabricated under different growth conditions to reduce the background doping levels.
Methodology
Simulations of InGaN films in photovoltaic structures were performed using
in-house code written for Matlab (MathWorks Inc.). The calculations involved simulating
the response of a InGaN p-i-n device over an AM0 spectral range of 0 - 4 eV. In
simulations, many of the material parameters of InGaN were estimated based on
interpolation between parameters for GaN and InN, most of which are
present in the literature. However, some parameters are not yet known, especially for InN,
and, in those cases, values from materials were assumed. For interpolation, either a
linear or quadratic approximation based on the alloy composition was used.
We have used radio frequency Molecular Beam Epitaxy (MBE) to fabricate InxGa1-xN films under different growth conditions. Important parameters included the substrate temperature, In/Ga ratio, total III/N ratio, and film growth rate. Photoluminescence has been used to estimate the bandgap of the InGaN layers, while capacitance-voltage measurements were used to determine the change in free carrier concentration as a function of growth conditions.
Equipment
The growth equipment employed in our investigations of III-N materials is a custom-made
molecular beam epitaxy chamber. The sample holder is compatible with substrates up to
2" in diameter and operates at temperatures as high as 900ºC. Standard effusion
cells are used for Group III and dopant flux delivery, which currently includes Ga,
Al, In, Si, and Mg. Nitrogen atoms are generated by an
EPI Uni-Bulb radio-frequency (RF) plasma source. In-situ characterization of the
growth is carried out by reflection high-energy electron diffraction (RHEED). The chamber
is pumped with a turbomolecular pump with a pumping speed of 2200 L/s resulting in a base
pressure of 5 × 10-10 torr.
Photoluminescence measurements were excited by the 325 nm emission from a Melles Griot Series 56 HeCd laser, the resulting luminescence was dispersed by a 0.32 m focal length Jobin Yvon-Spex Triax320 monochrometer and detected by a Hammamatsu R928 photomultiplier tube. Capacitance-voltage measurements were made using a Keithley Model 82 C-V system.
Results and Discussion
Our simulations have verified that a reasonable structural quality is necessary for InGaN
to be a candidate for solar cell applications. Figure 1 illustrates the strong effect that
dislocation density has on the overall efficiency of a photovoltaic structure. The
internal quantum efficiency as a function of the solar flux available above the earth's
atmosphere (AM0 spectra from 0 - 4 eV) of an In0.3Ga0.7N
(bandgap = 1.69 eV) structure is plotted for dislocation densities between 105
cm-2 and 1010 cm-2. The dramatic drop in efficiency stems
from the scattering of the carriers in the film and results in a lowered minority carrier
lifetime and, hence, lower diffusion length. Carriers generated in the depths of the
structure can not successfully transport to the contacts of the device before re-combining
and, thus, do not contribute to the photocurrent. At densities below approximately 106
cm-2, the dislocations do not have any effect because the distance between
dislocations has become longer than the estimated intrinsic diffusion length in the In0.3Ga0.7N
film. The overall internal quantum efficiency of the structure for each dislocation
density is proportional to the area under the respective curves in Fig. 1. For 107
cm-2, the total efficiency has dropped by 22% relative to 105 cm-2,
while for 108 cm-2, the total efficiency has dropped to 55%; for 1010
cm-2, total efficiency drops to 88%.

Figure 1. Calculation of the internal quantum efficiency of an In0.3Ga0.7N device under illumination by an AM0 spectra from 0 - 4 eV. The aerial defect density present in the layer has a profound effect on overall efficiency.
Similar simulations for InxGa1-xN compositions
ranging between 0.1
x
0.5 have been performed
to predict the efficiency as the bandgap of the material changes. As expected, the smaller
bandgap materials (higher "x") have better efficiencies due to the
wider spectral response they provide. Changes in the intrinsic material parameters as a
function of "x", such as the effective mass of the carriers and the
absorption coefficient near the bandgap, change the shape of the response curve slightly
but do not have a strong effect on the final efficiencies. All compositions are
essentially equally affected by the presence of a large number of dislocations. A graph
summarizing the efficiencies of several InxGa1-xN
compositions for different dislocation densities is shown in Fig. 2. The values for the
internal quantum efficiency have all been scaled relative to the material with the highest
efficiency (In0.5Ga0.5N) that was
simulated. A maximum of x = 0.5 was chosen based on our belief that this
composition represents an upper limit in terms of being able to achieve a film of both
reasonable structural and electrical properties using current growth techniques.

Figure 2. Calculation of the internal quantum efficiency for different compositions of InGaN photovoltaics under illumination by an AM0 spectra from 0 - 4 eV. The QE for the In0.5Ga0.5N was chosen as the maximum scale for the other compositions.
Growth of InxGa1-xN films by MBE under different growth conditions--such as In/Ga ratio, total III/N ratio, and film growth rate--have been performed. To date, we have realized a maximum indium mole fraction of approximately 42% for single phase InGaN. Room temperature photoluminescence depicting this range of materials is shown in Fig. 3. The results of the bandgap based on the photoluminescence emission energy do not agree well with x-ray diffraction analysis of the film composition for high indium mole fractions. This is illustrated in Fig. 4. Capacitance-voltage measurements of the films reveal that the layers continue to have a high background n-type carrier concentration despite our modifications to the growth process. The high number of carriers is likely causing band-filling in the conduction band, which is altering the photoluminescence transition energies to values higher than the actual bandgap of the InGaN. The excess carriers can not be accounted for by defects within the layers or by the contributions from the controllable growth conditions. We therefore conclude that we have an unknown variable in our fabrication process, and experiments are underway to determine its identity.

Figure 3. Photoluminescence of InxGa1-xN over the compositional range from 0 < x < 0.42. The intensity of the luminescence has been normalized to highlight the shift of the emission peak.

Figure 4. Discrepancy in the bandgap of InxGa1-xN
as determined by x-ray diffraction and photoluminescence for values of x
34%. The
photoluminescence is likely affected by band-filling effects due to the high carrier
concentration in the films. This results in transition energies well above the actual
bandgap of the material.
Conclusions
InGaN remains a potential candidate for space-based solar cells. Improvement in
the optical and electrical properties of our layers is continuing. We have performed
modeling of single junction InGaN solar cells to determine the effects of
structural defects on device performance. As expected, large numbers of defects
dramatically reduce the efficiency of solar cell devices. However, at defect levels below
approximately 106 cm-2, the efficiency is no longer affected. The
fact that GaN templates for InGaN film growth are now becoming
commercially available with defect densities below 5 × 107 cm-2
means that the ultimate efficiency of InGaN photovoltaics will soon not be
constrained by structural issues.
References
1J. W. Ager III, J. Wu, K. M. Yu, R. E. Jones, S. X. Li, W. Walukiewicz, E. E.
Haller, H. Lu, and W. J. Schaff, "Group III-Nitride Alloys as Photovoltaic
Materials," Proc., SPIE 5530 (2004): 308-15.
Publications
Starikov, D., C. Boney, R. Pillai, and A. Bensaoula. "Solar-Blind Dual-Band UV/IR
Photodetectors Integrated on a Single Chip," J. Experimental Nanoscience. (In
preparation.)
Presentations
Starikov, D., A. H. Bensaoula, and A. Bensaoula. "High-Temperature Multi-Band Optical
Sensors for Early Fire and Hazardous Object Detection," TEFT Proposal Presentation,
Houston Technology Center, Oct. 10, 2005.
Starikov, D., C. Joseph, M. Boukadoum, and A. Bensaoula. "Chip-Based Integrated
Filterless Multi-Wavelength Optoelectronic Bio-Chemical Sensors," Sensors for
Industry Conf., Houston, TX, Feb. 8-10, 2005.
Starikov, D., N. Medelci, R. Pillai, A. Bensaoula, C. Joseph, and Z. Mouffak. "III
Nitride-Based Optical Sensors Integrated with a TOF Mass Spectrometer for Aerosol
Characterization," 51st AVS Intl Symposium, Anaheim, CA, Nov. 14-19, 2004.
Funding and Proposals
"High-Stability III Nitride Based Stellar Simulator Optical Sources for In-Flight
Calibration in a Super Wide Range of the Spectrum," NASA NRA ASTID-05, (CAM/IMS),
2006-2009, $875,530. (Pending.)
"Integrated Broad-Band Optical Calibration Sources for Star Simulation," NSF
Phase I SBIR project (IMS/CAM), 2006, $100,000.
"Solid-State High Temperature Jet Engine Fire Detector," DoD (Air Force) Phase I
and Phase II SBIR projects (IMS/CAM), 2004-2007, $850,000.
Institute for Space Systems Operations - Y2005 Annual Report
Copyright © 2006